Securities Litigation andRICO Act Claims
Protecting businesses from undue influence or harm by criminal organizations and defending companies unduly accused of improper activity are critical components of civilized society. Prosecuting and defending these cases requires expertise across a wide range of securities laws, investment offerings, derivative investment products, broker-dealer operations, registered investment adviser duties and conduct rules governing investment professionals.
Our extensive experience with federal and state securities laws gives us a deep understanding of the issues involved in matters such as:
- Federal and state securities fraud claims
- Securities churning and suitability claims
- Improper registration or failure to register securities
- Defective offering and sale literature
- Failure to register as a securities industry person
- Federal and state statutory RICO claims
- Failure to supervise
- Breach of fiduciary duty
- Regulatory investigations
Our litigators represent brokerage houses and investment adviser firms; retail and institutional securities investors; registered securities sales personnel; and private placement managers in federal and state courts, FINRA arbitrations and state and federal regulatory investigations. And our strategic approach helps clients manage the time-consuming strain of managing securities litigation and RICO act claims so that they can return to their businesses and lives.
About Taylor English
Taylor English Duma LLP was built from the ground up to provide highest-quality legal services for optimal value. The firm combines the best aspects of a traditional law firm with seasoned attorneys throughout the United States. Together, our attorneys work each day to provide timely, creative, and cost-effective counsel to help clients solve problems and achieve goals. Taylor English clients run the gamut from Fortune 500 companies to middle market businesses to start ups and entrepreneurs. The firm is the Georgia law firm member of GGI Global Alliance AG, the leading worldwide alliance of accounting and law firms, giving our clients access to a trusted stable of high-quality professional services organizations around the globe.