Securities Litigation andRICO Act Claims

Protecting businesses from undue influence or harm by criminal organizations and defending companies unduly accused of improper activity are critical components of civilized society. However, without proper counsel, misuse of protective laws can be nuisances at best and catastrophic at worst.

Our extensive experience with federal and state securities laws gives us a deep understanding of the issues involved in matters such as:

  • Securities fraud
  • Improper registration or failure to register certain securities
  • Unaccredited investor issues
  • Defective offering and sale documents
  • Failure to register as a securities industry person
  • Federal and state RICO claims

Our services extend beyond fraud to include registered investor advisor (RIA) litigation and portfolio management, in line with Securities and Exchange Commission (SEC) statutes. Deep familiarity with FINRA arbitration processes and procedures further guides our counsel. And our strategic approach helps clients manage the time-consuming strain of managing securities litigation and RICO act claims so that they can return to their businesses and lives.

Insights

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Student Data at Risk in School Hacks

2022

Schools have been a favored target of hackers for many years, in part because they do not always have the same kind of security resources…

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Fifty-Six Taylor English Attorneys Recognized by The Best Lawyers in America

2022

ATLANTA, August 18, 2022 – Taylor English Duma is pleased to announce that 56 attorneys were recognized in 42 practice areas in the 2023…

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Lack of Cyber Security Controls for Financial Firms May Be an Unfair Business Practice

2022

The Consumer Financial Protection Bureau (CFPB) is jumping on board with the FTC and state attorney general precedent to regulate data…

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2019 Georgia Legal Awards, Litigation Department of the Year

2019

The Daily Report mentioned Taylor English’s Litigation Department for being honored with “Litigation Department of the Year” by the…

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HR Data to Be Regulated Under California Privacy Laws in 2023

2022

HR departments and in-house legal teams should be aware that a change is coming to US privacy laws in 2023 that may affect their employee…

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Taylor English Office in Miami Expands with Addition of Experienced Litigation Partner

2022

Atlanta, Ga. (September 7, 2022) –Taylor English Duma LLP is pleased to announce that Barbara Riesberg has joined the firm’s growing…

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Taylor English Honored With Litigation Department of the Year Award

2019

Taylor English Duma LLP is pleased to announce the firm’s recognition as “Litigation Department of the Year” by the Fulton County Daily…

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Forty-Eight Taylor English Attorneys Recognized by The Best Lawyers in America

2021

Taylor English Duma is pleased to announce that 48 attorneys were recognized in 39 practice areas in the 2022 edition of The Best Lawyers…

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Forty-Nine Taylor English Attorneys Recognized by The Best Lawyers in America

2020

Taylor English Duma is pleased to announce that 49 attorneys were recognized in 37 practice areas in the 2021 edition of The Best Lawyers…

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Taylor English Receives Top Rankings by U.S. News and Best Lawyers

2018

Taylor English Duma is pleased to announce the firm’s recognition in the 2019 edition of U.S. News – Best Lawyers’ “Best Law Firms” list….

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Taylor English Attorneys Recognized By the Best Lawyers in America

2019

Taylor English Duma is pleased to announce that 35 attorneys were recognized in 30 practice areas in the 2020 edition of The Best Lawyers…

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Taylor English Duma Receives Top Rankings in 2020 U.S. News – Best Lawyers “Best Law Firms”

2019

Taylor English Duma is pleased to announce the firm’s recognition in the 2020 edition of U.S. News – Best Lawyers “Best Law Firms” list….

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Taylor English Continues Growth with Addition of Experienced Litigator

2022

Atlanta, Ga. (August 17, 2022) – Taylor English Duma LLP announced today the addition of Catherine Banich, who rejoins the firm. Based in…

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Taylor English Receives Recognition in U.S. News & Best Lawyers 2021 “Best Law Firms” Rankings

2020

Taylor English Duma LLP is pleased to announce the firm’s recognition in the 2021 edition of the U.S. News & Best Lawyers “Best Law…

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Taylor English Receives Recognition in U.S. News & Best Lawyers 2022 “Best Law Firms” Rankings

2021

Taylor English Duma LLP is pleased to announce the firm’s recognition in the 2022 edition of the U.S. News & Best Lawyers “Best Law…

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“Commercial Litigation in 2020: Winning Tips and Strategies,” The Knowledge Group

2020

On February 18, 2020, Reginald Snyder spoke at The Knowledge Group’s Online CLE Commercial Litigation Webinar titled, “Commercial…

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Supply Chain Software Poses Security Risks

2019

In an article published by TechTarget, Jonathan Wilson was quoted regarding the increasing information security risks that supply chain…

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Theft Prevention: Information Security When Employees Leave

2018

In Mitzi Hill’s article, “Theft Prevention: information security when employees leave,” she stresses the importance of HR, IT and…

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Federal Prosecutors Open Investigation into GameStop Short Squeeze Trading

2021

The Wall Street Journal reported yesterday that the Justice Department and the U.S. Attorneys’ Office in San Francisco have opened…

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“Litigation Fundamentals,” Taylor English

2022

Litigation Fundamentals spotlights procedural and technical considerations to maximize client value while avoiding malpractice and…

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Jeffrey R. Kuester and Michael A. Cicero Update “Intellectual Property Litigation” Chapter of the 2022 Edition of Georgia Business Litigation

2021

Taylor English Duma LLP is pleased to announce that partner Jeffrey R. Kuester and attorney Michael A. Cicero have updated the…

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Canada and India: The Next Privacy Frontiers

2022

Both Canada and India are working on proposed national privacy law upgrades that would bring their country-wide frameworks closer to that…

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“So Say We All, or, Then Again, Maybe Not: The Same Juror Rule vs. the Any Majority Rule,” Litigation Counsel of America

2019

Partners Henry M. Quillian III and Natalie Mark will participated in the Litigation Counsel of America’s 2019 Fall Conference and…

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Thirty-Two Taylor English Attorneys Recognized by The Best Lawyers In America

2018

Taylor English Duma LLP is pleased to announce that 32 attorneys were recognized in 28 practice areas in the 2019 edition of The Best…

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Conversations with TED: Corporate Transparency Act and EU Privacy Laws

2022

In last weeks episode of Conversations with TED, we provided insight in to the Corporate Transparency Act and how the new law may present…

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Cyber for Growth: How Security Planning Is Good for the Bottom Line

2018

On July 9, 2018, Mitzi Hill’s article, “How Security Planning Is Good for the Bottom Line,” was published by the Daily Report. The…

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Taylor English Duma LLP Hires Six New Attorneys, Expands Footprint

2022

Six attorneys have joined the growing team at Taylor English Duma LLP, firm leaders announced today. Ken Bush, of Birmingham, Alabama,…

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K-12 Cybersecurity Act Aims to Improve Education’s Security Posture

2022

Without much fanfare, Congress passed and the President signed a bill in late 2021 designed to help harden K-12 schools against…

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Taylor English Expands Litigation Practice with Partner Gerald Kline

2019

Taylor English Duma LLP is pleased to announce the expansion of its litigation practice with the addition of Gerald B. Kline as a partner…

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Get Organized: Creating an Effective Records Retention Policy and Schedule

2022

Records management is an important, yet often overlooked, aspect of risk management. Sound records management programs begin with…

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About Taylor English

Taylor English Duma LLP was built from the ground up to provide highest-quality legal services for optimal value. The firm combines the best aspects of a traditional law firm with seasoned attorneys throughout the United States. Together, our attorneys work each day to provide timely, creative, and cost-effective counsel to help clients solve problems and achieve goals. Taylor English clients run the gamut from Fortune 500 companies to middle market businesses to start ups and entrepreneurs. The firm is the Georgia law firm member of GGI Global Alliance AG, the leading worldwide alliance of accounting and law firms, giving our clients access to a trusted stable of high-quality professional services organizations around the globe.

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